Broker Check

Our Mission

How We Work

What you can expect from us…

  1. We base all recommendations upon a plan designed to help you achieve your financial objectives. We promise to dig deep and ask the questions necessary to ascertain the information needed to provide you with our best professional advice.
  2. Careful consideration will be given toward your comfort level with different styles of investing. Accordingly, we will utilize different profiling techniques to determine what solutions may work the best for your situation.
  3. Prompt and accurate execution of all trades, orders, and applications. Please note we are prohibited from taking and executing any buy, sell, or reallocation orders from a voicemail or email message. If a mistake happens, it will be corrected in a timely manner.
  4. Prompt return of phone and written correspondence.
  5. The offer of a periodic review. The frequency of reviews will be determined by mutual agreement.
  6. We will explain exactly what you can receive in the way of service from us, and we will always explain exactly how we are compensated for professional services.
  7. You will be treated with respect and courtesy.
  8. We strive to communicate in clear, understandable manner.
  9. Your personal information will always be treated confidentially, and never shared with anyone without your express permission.

What we expect from you…

  1. Please take our phone calls. We will always respect your time.
  2. Please be open and honest with us about your financial dreams, goals, objectives, and concerns. A client should be forthcoming about his or her current financial situation, as well as his or her needs and objectives to assure that a financial advisor can make appropriate recommendations.
  3. Please understand that we are required to meet with you periodically to make certain the products and services we provide still support your financial objectives.
  4. Please understand that there is a plan behind each investment recommendation you receive.
  5. Please review all trade confirmations and call or email us immediately if you have questions or concerns about anything in the confirmation.
  6. Please ask questions when they arise. We are never too busy to answer questions.
  7. Please contact us whenever you experience a change in your life, such as changes in family status, occupation, health, and financial condition. These changes affect our professional recommendations. We want to make certain that you are well served given the changes in circumstance.
  8. Please take advantage of the opportunity to receive exceptional service from myself or our highly trained home office support staff.
  9. Please know that we will ask for your written authorization when we perform trades or execute investment changes that may conflict with your previously stated objectives.

One of our primary goals is to develop a long-term, trusting relationship with you.

Our Process

Our Process

We create strategies that are tailored to your needs and goals.

Our History

Our History

Years of experience have prepared us to guide you through your life transitions.

Have a Question?

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